Trade compliance

Results: 881



#Item
701Business / Financial Industry Regulatory Authority / Securities Exchange Act / Self-regulatory organization / U.S. Securities and Exchange Commission / NYSE Euronext / New York Stock Exchange / Selling away / Trade Reporting And Compliance Engine / United States securities law / Economy of the United States / Financial regulation

Microsoft Word[removed]doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2007-09-26 15:07:00
70273rd United States Congress / Financial economics / Financial system / Securities Exchange Act / Stock market / Trade Reporting And Compliance Engine / Rule 144A / Financial Industry Regulatory Authority / Securities Act / United States securities law / United States Securities and Exchange Commission / Financial regulation

Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Dissemination of TRACE Trade Information; Rel. No[removed], File No. SR-NASD

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2005-12-29 16:47:29
70373rd United States Congress / Financial economics / Economy of the United States / Stock market / Securities Exchange Act / Trade Reporting And Compliance Engine / Rule 144A / Financial Industry Regulatory Authority / Securities Act / United States securities law / United States Securities and Exchange Commission / Financial regulation

Notice of Filing of Proposed Rule Change Relating to Dissemination of Information on TRACE-eligible Securities Transactions

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2005-11-03 17:04:04
704Contract / Contract law / Trade unions in the United States

MWBE Compliance Frequently Asked Questions 1 Program 1.1 What does MWBE stand for? Minority and/or Women-owned Business Enterprise

Add to Reading List

Source URL: www.its.ny.gov

Language: English - Date: 2013-05-23 20:45:24
705Government / Employment / Trade Adjustment Assistance / Unemployment benefits / Unemployment / Office of Federal Contract Compliance Programs / Joe Main / Employment and Training Administration / Green job / United States federal executive departments / Social programs / United States Department of Labor

The DOL Newsletter - October 21, 2010: Solis Kicks-off Flexibility Forum; MSHA Continues Surprise Inspections; DOL is Customer of the Year

Add to Reading List

Source URL: www.dol.gov

Language: English - Date: 2010-10-26 10:54:05
706International trade / Regulatory compliance / Trade compliance / U.S. Customs and Border Protection / Free trade area / Customs / Importer / Customs Trade Partnership against Terrorism / International relations / International law / Business

[removed]Federal Register / Vol. 67, No[removed]Monday, June 17, [removed]Notices Board decisions and notices are available on our Web site at

Add to Reading List

Source URL: www.gpo.gov

Language: English - Date: 2010-12-01 10:12:20
707International law / Customs services / International trade / Canada Border Services Agency / Canada Customs and Revenue Agency / Regulatory compliance / Customs / Penalty / CCRA / Ice hockey / Business / Sports

Customs Brokers / Freight Forwarders Ship’s Agents / Consultants Trade Matters A Newsletter on Customs & International Trade

Add to Reading List

Source URL: www.courtney.ca

Language: English - Date: 2006-06-06 12:53:07
708Trade Reporting And Compliance Engine / Economy of the United States / Business / Securities Exchange Act / U.S. Securities and Exchange Commission / Selling away / United States securities law / Financial regulation / Financial Industry Regulatory Authority

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]September 24, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effect

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-09-24 19:43:00
709Business / Customs / Canada Border Services Agency / Regulatory compliance / Supply chain management / Customs duties / Customs services / FAST CARD / International trade / International relations / International law

The Administrative Monetary Penalty System (AMPS) Tips to help you verify your compliance What is AMPS? The Canada Customs and Revenue Agency (CCRA) has a new penalty system, called the Administrative Monetary Penalty Sy

Add to Reading List

Source URL: www.activegroup.com

Language: English - Date: 2011-01-07 21:02:58
710Investment / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Stock market / Financial Industry Regulatory Authority / Trade Reporting And Compliance Engine / NASDAQ / Self-regulatory organization / United States securities law / Economy of the United States / Financial economics

Microsoft Word - 34-54768v2.doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2006-11-17 16:53:38
UPDATE